Self-Certified Sophisticated Investor or High Net Worth Individual Certificate USA


This document is to ensure you are a suitable investor to invest into The Coaching Masters Group and that we are compliant with the US. Securities & Exchange Commission's regulations. 

Below you will find two options, one for high net worth individuals (Financial Criteria), with the required income or assets that make you eligible to meet this criteria. The second option is that you are a self-certified sophisticated investor (Professional Criteria) which means that you declare yourself a sophisticated investor who is aware of the associated risks with any financial investment.

You must sign the document at the bottom to agree that you meet one of the following two options.

Option 1: High Net Worth Individual Section (Only One Signature is Required) 

I declare that I am a certified high net worth individual for the purposes of the US Securities & Exchange Commission.

I am a certified high net worth individual because at least one of the following applies:

(a)    I have a net worth over $1 million, excluding primary residence (individually or with spouse or partner);

(b)    I have an income over $200,000 (individually) or $300,000 (with spouse or partner) in each of the prior two years, and reasonably expects the same for the current year;

by signing this statement I may lose significant rights;

(a)    I may have no right to complain to either of the following:

         (i)     the US Securities & Exchange Commision; or

         (ii)    the North American Securities Administrators Association (NASAA);

(b)    I may have no right to seek compensation from the US Securities & Exchange Commision Compensation Scheme.

Option 2: Self-Certified Sophisticated Investors Section (Only One Signature is Required) 

I declare that I am a self-certified sophisticated investor or a high net worth individual for the purposes of the US Securities & Exchange Commision.

I am a self-certified sophisticated investor because at least one of the following applies—

(a)    I am an investment professional in good standing holding the general securities representative licence (Series 7), the investment adviser representative licence (Series 65), or the private securities offerings representative licence (Series 82)

(b)    I am either a director, executive offices, or general partner (GP) of the company selling the securities (or of a GP of that company)

(c)  Any “family client” of a “family office” that qualifies as an accredited investor

by signing this statement I may lose significant rights;

(a)    I may have no right to complain to either of the following:

         (i)     the US Securities & Exchange Commision; or

         (ii)    the North American Securities Administrators Association (NASAA);

(b)    I may have no right to seek compensation from the US Securities & Exchange Commision Compensation Scheme.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Please confirm one of the two options:

Leave this empty:

Signature arrow sign here

Signed by The Coaching Masters Group Limited
Signed On: November 17, 2022


Signature Certificate
Document name: Self-Certified Sophisticated Investor or High Net Worth Individual Certificate USA
lock iconUnique Document ID: 2ead44fbaae69f527453efbafbf7b2f1991f1256
Timestamp Audit
November 17, 2022 9:01 am BSTSelf-Certified Sophisticated Investor or High Net Worth Individual Certificate USA Uploaded by The Coaching Masters Group Limited - info@thecoachingmasters.com IP 86.131.129.58
November 17, 2022 9:06 am BSTThe Coaching Masters - itr04z95@robot.zapier.com added by Lewis Raymond Taylor - info@thecoachingmasters.com as a CC'd Recipient Ip: 110.226.183.64
November 17, 2022 9:11 am BSTThe Coaching Masters - itr04z95@robot.zapier.com added by Lewis Raymond Taylor - info@thecoachingmasters.com as a CC'd Recipient Ip: 110.226.183.64
November 17, 2022 11:40 am BSTThe Coaching Masters - itr04z95@robot.zapier.com added by Lewis Raymond Taylor - info@thecoachingmasters.com as a CC'd Recipient Ip: 86.131.129.58
November 17, 2022 11:42 am BSTThe Coaching Masters - itr04z95@robot.zapier.com added by The Coaching Masters - info@thecoachingmasters.com as a CC'd Recipient Ip: 86.131.129.58
November 17, 2022 11:46 am BSTThe Coaching Masters - itr04z95@robot.zapier.com added by The Coaching Masters Group Limited - info@thecoachingmasters.com as a CC'd Recipient Ip: 86.131.129.58