Self-Certified Sophisticated Investor or High Net Worth Individual Certificate


This document is to ensure you are a suitable investor to invest into The Coaching Masters Group and that we are compliant with The Financial Conduct Authority's regulations. 

Below you will find two options, one for high net worth individuals, with the required income or assets that make you eligible to meet this criteria. The second option is that you are a self-certified sophisticated investor which means that you declare yourself a sophisticated investor who is aware of the associated risks with any financial investment.

You must sign the document at the bottom to agree that you meet one of the following two options.

 

Option 1: High Net Worth Individual Section (Only One Signature is Required) 

I declare that I am a certified high net worth individual for the purposes of the Financial Services

and Markets Act 2000 (Financial Promotion) Order 2005. I understand that this means:

(a)    I can receive financial promotions that may not have been approved by a person authorised     by the Financial Services Authority;

(b)    the content of such financial promotions may not conform to rules issued by the Financial         Services Authority;

(c)    by signing this statement I may lose significant rights;

(d)    I may have no right to complain to either of the following:

         (i)     the Financial Services Authority; or

         (ii)    the Financial Ombudsman Scheme;

(e)    I may have no right to seek compensation from the Financial Services Compensation Scheme.

 

I am a certified high net worth individual because at least one of the following applies:

(a)    I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;

(b)    I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:

         (i)     the property which is my primary residence or any loan secured on that residence;

         (ii)    any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or

         (iii)    any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

 

Option 2: Self-Certified Sophisticated Investors Section (Only One Signature is Required) 

I declare that I am a self-certified sophisticated investor or a high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005. I understand that this means:

(a)    I can receive financial promotions that may not have been approved by a person authorised by the Financial Services Authority;

(b)    the content of such financial promotions may not conform to rules issued by the Financial Services Authority;

(c)    by signing this statement I may lose significant rights;

(d)    I may have no right to complain to either of the following:

         (i)     the Financial Services Authority; or

         (ii)    the Financial Ombudsman Scheme;

(e)    I may have no right to seek compensation from the Financial Services Compensation Scheme.

 

I am a self-certified sophisticated investor because at least one of the following applies—

(a)    I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;

(b)    I have made more than one investment in an unlisted company in the two years prior to the date below;

(c)    I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;

(d)    I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £l million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments..

 

Please confirm one of the two options:

Leave this empty:

Signature arrow sign here

Signed by The Coaching Masters Group Limited
Signed On: November 25, 2022


Signature Certificate
Document name: Self-Certified Sophisticated Investor or High Net Worth Individual Certificate
lock iconUnique Document ID: 33695bcf0c89775ac7c1a64b877988654221559e
Timestamp Audit
November 16, 2022 5:18 pm BSTSelf-Certified Sophisticated Investor or High Net Worth Individual Certificate Uploaded by The Coaching Masters Group Limited - info@thecoachingmasters.com IP 102.191.8.129
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